| Trading Operations Manager Job Description |
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| The following is a full job description for Trading Operations Manager. Here are the requirements and responsibilities for Trading Operations Manager along with statistics. If after reading this page you determine that Trading Operations Manager is not the position you are looking for, you may want to try one of these similar titles: Network Operations Manager, Operations Manager, Enterprise Operations Manager, Shipping Operations Manager, HR Operations Manager, Network Operations Senior Manager, Computer Operations Manager, Branch Sales and Operations Manager, Business Operations Strategy Manager |
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| Requirements and Responsibilities For Trading Operations Manager |
| Responsible for overseeing the execution of securities transactions on the trade floor. Manages the daily trade execution, clearing, and settlement processes. Researches and resolves problems that occur during the trading process. Monitors business volume and ensures timely processing of orders. Analyzes existing workflows to optimize operational efficiency and reduce costs. Ensures all operations adhere to internal policies and regulatory standards. Requires a bachelor's degree. Requires passing the FINRA SIE, Series 24, General Securities Principal Qualification Series 57, Securities trader exams. Typically reports to a director. Manages subordinate staff in the day-to-day performance of their jobs. True first level manager. Ensures that project/department milestones/goals are met and adhering to approved budgets. Has full authority for personnel actions. Typically requires 5 years experience in the related area as an individual contributor. 1 - 3 years supervisory experience may be required. Extensive knowledge of the function and department processes. |
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| Also referred to as: Exchange Floor Manager, Trading Floor Manager |
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| Similar Jobs: Network Operations Manager, Operations Manager, Enterprise Operations Manager, Shipping Operations Manager, HR Operations Manager, Network Operations Senior Manager, Computer Operations Manager, Branch Sales and Operations Manager, Business Operations Strategy Manager |
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| Level of Education: Trading Operations Manager Salaries with a Bachelor's Degree, Trading Operations Manager Salaries with a Master's Degree or MBA, Trading Operations Manager Salaries with a JD, MD, PhD or Equivalent |
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| Industries: Business Services, Edu., Gov't. & Nonprofit, Financial Services | |
